Audit Actions Report

The Audit actions report shows whether management actions are being implemented on time, and who has not responded. It is a state report: figures are as of today, and the as-of banner says so.

Headline Figures

• Recommendations awaiting a management decision, and those past their response date.
• Open and overdue actions.
• Actions done but not yet verified by the auditor.
• Recommendations declined in the last twelve months.

In the Period

Actions due in the period completed on time or late, and the implementation rate.

Breakdowns

• Overdue actions by owner, by how long overdue, by the rating of the finding they answer and by audit.
• Open actions by due month.

Regulator Reviews

The report counts the recommendations of a regulator's review of your practices beside your own audits. The Kind filter (internal audits or regulator reviews) separates them. Practice reviews by a regulator are counted only here; they are not engagements of your audit plan.

Filters and Drill-down

The filter bar offers audit type, lead auditor, plan year and audited subject, plus Kind. Every headline figure is a button that lists the actions behind it (Show all clears it). Every row opens its audit, or for a regulator's recommendation the review, on top of the report. The report is hidden while the Audits board is off.

Related Pages

• Commitments — how management actions are tracked.
• Audit Findings — recommendations on findings.
• Audit Findings Report — what the actions answer.
• Audits Board — audits and regulator reviews.